From 1 July 2014 the Foreign Account Tax Compliance Act (FATCA) will come into effect, requiring complying foreign financial institutions to provide certain information to the United States Internal Revenue Service (IRS) or other local Regulatory Bodies about certain accounts held (directly or indirectly) by US taxpayers.

In accordance with these obligations, Australia and New Zealand Banking Group Limited (ANZBGL) and its related entities have been registered with the US Internal Revenue Service (IRS) and have received Global Intermediary Identification Numbers (GIINs). These GIINs will appear on the published Foreign Financial Institution list in accordance with IRS timeframes.

The table below sets out the various ANZBGL entities that have been registered with the IRS.  The table includes the legal name of the entity as registered with the IRS, the entity’s GIIN, the entity’s country of residence and its FATCA classification.

More Information

Should you require further information or assistance please contact your local ANZ representative.

ANZBGL FATCA GIIN Listing as at 30 June 2014:

Entity Name GIIN Country Classification

Lead Entity

Australia and New Zealand Banking Group Limited GSLUR9.00000.LE.036 Australia Reporting Model 1 FFI
(Registered Deemed Compliant FFI)

Branches

ANZBGL Branch - Cayman Islands GSLUR9.00000.BR.136 Cayman Islands Reporting Model 1 FFI
(Registered Deemed Compliant FFI)
ANZBGL Branch - Cook Islands GSLUR9.00000.BR.184 Cook Islands Participating FFI
ANZBGL Branch - Fiji GSLUR9.00000.BR.242 Fiji Participating FFI
ANZBGL Branch - Germany GSLUR9.00000.BR.276 Germany Reporting Model 1 FFI
(Registered Deemed Compliant FFI)
ANZBGL Branch - Hong Kong GSLUR9.00000.BR.344 Hong Kong Reporting Model 2 FFI
(Registered Deemed Compliant FFI)
ANZBGL Branch - India GSLUR9.00000.BR.356 India Reporting Model 1 FFI
(Registered Deemed Compliant FFI)
ANZBGL Branch - Japan GSLUR9.00000.BR.392 Japan Reporting Model 2 FFI
(Registered Deemed Compliant FFI)
ANZBGL Branch - Labuan GSLUR9.00000.BR.458 Malaysia Participating FFI
ANZBGL Branch - New York ANZBGL GIIN: GSLUR9.00000.LE.036

Note: The US EIN is available upon request if required for payment/due diligence circumstances
New York US Branch of a Reporting Model 1
FFI (Registered Deemed Compliant FFI)
ANZ Nominees Limited Branch - New Zealand GSLUR9.00040.BR.554 New Zealand Reporting Model 1 FFI
(Registered Deemed Compliant FFI)
ANZBGL Branch - Philippines GSLUR9.00000.BR.608 Philippines Reporting Model 1 FFI
(Registered Deemed Compliant FFI)
ANZBGL Branch - Singapore GSLUR9.00000.BR.702 Singapore Reporting Model 1 FFI
(Registered Deemed Compliant FFI)
ANZBGL Branch - Solomon Islands GSLUR9.00000.BR.090 Solomon Islands Participating FFI
ANZBGL Branch - Korea, Republic of GSLUR9.00000.BR.410 South Korea Reporting Model 1 FFI
(Registered Deemed Compliant FFI)
ANZBGL Branch - Taiwan GSLUR9.00000.BR.158 Taiwan Reporting Model 2 FFI
(Registered Deemed Compliant FFI)
ANZBGL Branch - Timor Leste GSLUR9.00000.BR.626 Timor-Leste Participating FFI
ANZBGL Branch - Tonga GSLUR9.00000.BR.776 Tonga Participating FFI
ANZBGL Branch - United Kingdom GSLUR9.00000.BR.826 United Kingdom Reporting Model 1 FFI
(Registered Deemed Compliant FFI)
ANZBGL Branch - Vietnam GSLUR9.00000.BR.704 Vietnam Participating FFI

Subsidiaries

ANZ Specialist Asset Management Limited GSLUR9.00019.ME.036 Australia Reporting Model 1 FFI
(Registered Deemed Compliant FFI)
ANZ Equities Pty Ltd GSLUR9.00021.ME.036 Australia Reporting Model 1 FFI
(Registered Deemed Compliant FFI)
ANZ Securities (Nominee) Pty Ltd GSLUR9.00022.ME.036 Australia Reporting Model 1 FFI
(Registered Deemed Compliant FFI)
ANZ Securities Limited GSLUR9.00023.ME.036 Australia Reporting Model 1 FFI
(Registered Deemed Compliant FFI)
ANZ Underwriting Limited GSLUR9.00024.ME.036 Australia Reporting Model 1 FFI
(Registered Deemed Compliant FFI)
ANZ Capital No. 1 Pty Ltd GSLUR9.00038.ME.036 Australia Reporting Model 1 FFI
(Registered Deemed Compliant FFI)
ANZ Capital Hedging Pty Ltd GSLUR9.00056.ME.036 Australia Registered Deemed Compliant FFI
ANZ Nominees Limited GSLUR9.00040.ME.036 Australia Reporting Model 1 FFI
(Registered Deemed Compliant FFI)
ETR Nominees Pty Ltd GSLUR9.00041.ME.036 Australia Reporting Model 1 FFI
(Registered Deemed Compliant FFI)
ETRADE Australia Limited GSLUR9.00042.ME.036 Australia Reporting Model 1 FFI
(Registered Deemed Compliant FFI)
ETRADE Australia Securities Limited GSLUR9.00043.ME.036 Australia Reporting Model 1 FFI
(Registered Deemed Compliant FFI)
OASIS Fund Management Limited GSLUR9.00044.ME.036 Australia Reporting Model 1 FFI
(Registered Deemed Compliant FFI)
OnePath Funds Management Limited GSLUR9.00045.ME.036 Australia Reporting Model 1 FFI
(Registered Deemed Compliant FFI)
ANZ Margin Services Pty. Limited GSLUR9.00046.ME.036 Australia Reporting Model 1 FFI
(Registered Deemed Compliant FFI)
ANZ Wealth Alternative Investments Management Pty Ltd GSLUR9.00058.ME.036 Australia Registered Deemed-Compliant Financial Institution (including a Reporting Financial Institution under a Model 1 IGA)
OnePath Custodians Pty Limited GSLUR9.00047.ME.036 Australia Reporting Model 1 FFI
(Registered Deemed Compliant FFI)
OnePath Life Limited GSLUR9.00048.ME.036 Australia Reporting Model 1 FFI
(Registered Deemed Compliant FFI)
ANZ Royal Bank (Cambodia) Limited GSLUR9.00011.ME.116 Cambodia Reporting Model 1 FFI
(Registered Deemed Compliant FFI)
Australia and New Zealand Bank (China) Company Limited GSLUR9.00049.ME.156 China Registered Deemed Compliant FFI
Australia and New Zealand Bank (China) Company Limited GSLUR9.00018.ME.156 China Reporting Model 1 FFI
(Registered Deemed Compliant FFI)
ANZ IPB Nominees (Hong Kong) Limited GSLUR9.00009.ME.344 Hong Kong Registered Deemed Compliant FFI
ANZ Securities (HK) Limited GSLUR9.00012.ME.344 Hong Kong Registered Deemed Compliant FFI
PT Bank ANZ Indonesia GSLUR9.00017.ME.360 Indonesia Reporting Model 1 FFI
(Registered Deemed Compliant FFI)
ANZ BANK (Kiribati) Limited GSLUR9.00002.ME.296 Kiribati Participating FFI
ANZ Bank (Lao) Limited GSLUR9.00003.ME.418 Laos Participating FFI
ANZ Bank New Zealand Limited GSLUR9.00025.ME.554 New Zealand Reporting Model 1 FFI
(Registered Deemed Compliant FFI)
ANZ Investment Services (New Zealand) Limited GSLUR9.00026.ME.554 New Zealand Reporting Model 1 FFI
(Registered Deemed Compliant FFI)
ANZ New Zealand Securities Limited GSLUR9.00027.ME.554 New Zealand Reporting Model 1 FFI
(Registered Deemed Compliant FFI)
ANZ Securities (NZ) Limited GSLUR9.00028.ME.554 New Zealand Reporting Model 1 FFI
(Registered Deemed Compliant FFI)
ANZMAC Securities (NZ) Nominees Limited GSLUR9.00029.ME.554 New Zealand Reporting Model 1 FFI
(Registered Deemed Compliant FFI)
Arawata Finance Limited GSLUR9.00051.ME.554 New Zealand Reporting Model 1 FFI
(Registered Deemed Compliant FFI)
AUT Investments Limited GSLUR9.00030.ME.554 New Zealand Reporting Model 1 FFI
(Registered Deemed Compliant FFI)
OneAnswer Nominees Limited GSLUR9.00031.ME.554 New Zealand Reporting Model 1 FFI
(Registered Deemed Compliant FFI)
Private Nominees Limited GSLUR9.00032.ME.554 New Zealand Reporting Model 1 FFI
(Registered Deemed Compliant FFI)
UDC Finance Limited GSLUR9.00034.ME.554 New Zealand Reporting Model 1 FFI
(Registered Deemed Compliant FFI)
ANZ New Zealand Investments Limited GSLUR9.00035.ME.554 New Zealand Reporting Model 1 FFI
(Registered Deemed Compliant FFI)
ANZ New Zealand Investments Nominees Limited GSLUR9.00036.ME.554 New Zealand Reporting Model 1 FFI
(Registered Deemed Compliant FFI)
ANZ New Zealand Securities Nominees Limited GSLUR9.00037.ME.554 New Zealand Reporting Model 1 FFI
(Registered Deemed Compliant FFI)
Australia and New Zealand Banking Group (PNG) Limited GSLUR9.00057.ME.598 Papua New Guinea Participating FFI
ANZ Bank (Samoa) Limited GSLUR9.00004.ME.882 Samoa Participating FFI
ANZ IPB Nominees Pte Ltd GSLUR9.00010.ME.702 Singapore Registered Deemed Compliant FFI
ANZ Singapore Limited GSLUR9.00013.ME.702 Singapore Registered Deemed Compliant FFI
ANZ Bank (Taiwan) Limited GSLUR9.00007.ME.158 Taiwan Reporting Model 2 FFI
(Registered Deemed Compliant FFI)
ANZ Bank (Europe) Limited GSLUR9.00001.ME.826 United Kingdom Reporting Model 1 FFI
(Registered Deemed Compliant FFI)
ANZ Bank (Vanuatu) Limited GSLUR9.00006.ME.548 Vanuatu Participating FFI
ANZ Bank (Vietnam) Limited GSLUR9.00008.ME.704 Vietnam Participating FFI