The Foreign Account Tax Compliance Act (FATCA) requires complying foreign financial institutions to provide certain information to the United States Internal Revenue Service (IRS) or other local Regulatory Bodies about certain accounts held (directly or indirectly) by US taxpayers.

In accordance with these obligations, Australia and New Zealand Banking Group Limited (ANZBGL) and its related entities have been registered with the US Internal Revenue Service (IRS) and have received Global Intermediary Identification Numbers (GIINs). These GIINs will appear on the published Foreign Financial Institution list in accordance with IRS timeframes.

The table below sets out the various ANZBGL entities that have been registered with the IRS.  The table includes the legal name of the entity as registered with the IRS, the entity’s GIIN, the entity’s country of residence and its FATCA classification.  Note that as the IRS portal does not allow for legal entity names of more than 40 characters, some names are abbreviated.

More Information

Should you require further information or assistance please contact your local ANZ representative.

ANZBGL FATCA GIIN Listing as at 30 June 2014:

Entity Name GIIN Country Classification

Lead Entity

Australia and New Zealand Banking Group Limited GSLUR9.00000.LE.036 Australia Reporting Model 1 FFI
(Registered Deemed Compliant FFI)

Branches

ANZBGL Branch - Cayman Islands GSLUR9.00000.BR.136 Cayman Islands Reporting Model 1 FFI
(Registered Deemed Compliant FFI)
ANZBGL Branch - Cook Islands GSLUR9.00000.BR.184 Cook Islands Participating FFI
ANZBGL Branch - Fiji GSLUR9.00000.BR.242 Fiji Participating FFI
ANZBGL Branch - Germany GSLUR9.00000.BR.276 Germany Reporting Model 1 FFI
(Registered Deemed Compliant FFI)
ANZBGL Branch - Hong Kong GSLUR9.00000.BR.344 Hong Kong Reporting Model 2 FFI
(Registered Deemed Compliant FFI)
ANZBGL Branch - India GSLUR9.00000.BR.356 India Reporting Model 1 FFI
(Registered Deemed Compliant FFI)
ANZBGL Branch - Japan GSLUR9.00000.BR.392 Japan Reporting Model 2 FFI
(Registered Deemed Compliant FFI)
ANZBGL Branch - Labuan GSLUR9.00000.BR.458 Malaysia Participating FFI

ANZBGL Branch - New York

ANZBGL GIIN: GSLUR9.00000.LE.036

Note: The US EIN is available upon request if required for payment/due diligence circumstances

New York

US Branch of a Reporting Model 1
FFI (Registered Deemed Compliant FFI)

ANZ Nominees Limited Branch - New Zealand

GSLUR9.00040.BR.554

New Zealand

Reporting Model 1 FFI
(Registered Deemed Compliant FFI)

ANZBGL Branch - Philippines

GSLUR9.00000.BR.608

Philippines

Participating FFI

ANZBGL Branch - Singapore

GSLUR9.00000.BR.702

Singapore

Reporting Model 1 FFI
(Registered Deemed Compliant FFI)

ANZBGL Branch - Solomon Islands

GSLUR9.00000.BR.090

Solomon Islands

Participating FFI

ANZBGL Branch - Korea, Republic of

GSLUR9.00000.BR.410

South Korea

Reporting Model 1 FFI
(Registered Deemed Compliant FFI)

ANZBGL Branch - Taiwan

GSLUR9.00000.BR.158

Taiwan

Reporting Model 2 FFI
(Registered Deemed Compliant FFI)

ANZBGL Branch - Timor Leste

GSLUR9.00000.BR.626

Timor-Leste

Participating FFI

ANZBGL Branch - Tonga

GSLUR9.00000.BR.776

Tonga

Participating FFI

ANZBGL Branch - United Kingdom

GSLUR9.00000.BR.826

United Kingdom

Reporting Model 1 FFI
(Registered Deemed Compliant FFI)

ANZBGL Branch - Vietnam

GSLUR9.00000.BR.704

Vietnam

Participating FFI

Subsidiaries

ANZ Specialist Asset Management Limited

GSLUR9.00019.ME.036

Australia

Reporting Model 1 FFI
(Registered Deemed Compliant FFI)

ANZ Equities Pty Ltd

GSLUR9.00021.ME.036

Australia

Reporting Model 1 FFI
(Registered Deemed Compliant FFI)

ANZ Securities Nominee Pty Ltd

GSLUR9.00022.ME.036

Australia

Reporting Model 1 FFI
(Registered Deemed Compliant FFI)

ANZ Securities Limited

GSLUR9.00023.ME.036

Australia

Reporting Model 1 FFI
(Registered Deemed Compliant FFI)

ANZ Underwriting Limited

GSLUR9.00024.ME.036

Australia

Reporting Model 1 FFI
(Registered Deemed Compliant FFI)

ANZ Capital No. 1 Pty Ltd

GSLUR9.00038.ME.036

Australia

Reporting Model 1 FFI
(Registered Deemed Compliant FFI)

ANZ Capital Hedging Pty Ltd

GSLUR9.00056.ME.036

Australia

Registered Deemed Compliant FFI

ANZ Nominees Limited

GSLUR9.00040.ME.036

Australia

Reporting Model 1 FFI
(Registered Deemed Compliant FFI)

ETR Nominees Pty Ltd

GSLUR9.00041.ME.036

Australia

Reporting Model 1 FFI
(Registered Deemed Compliant FFI)

ETRADE Australia Limited

GSLUR9.00042.ME.036

Australia

Reporting Model 1 FFI
(Registered Deemed Compliant FFI)

ETRADE Australia Securities Limited

GSLUR9.00043.ME.036

Australia

Reporting Model 1 FFI
(Registered Deemed Compliant FFI)

OASIS Fund Management Limited

GSLUR9.00044.ME.036

Australia

Reporting Model 1 FFI
(Registered Deemed Compliant FFI)

OnePath Funds Management Limited

GSLUR9.00045.ME.036

Australia

Reporting Model 1 FFI
(Registered Deemed Compliant FFI)

ANZ Margin Services Pty. Limited

GSLUR9.00046.ME.036

Australia

Reporting Model 1 FFI
(Registered Deemed Compliant FFI)
ANZ Wealth Alternative Investments Management Pty Ltd

GSLUR9.00058.ME.036

Australia Registered Deemed-Compliant Financial Institution (including a Reporting Financial Institution under a Model 1 IGA)

OnePath Custodians Pty Limited

GSLUR9.00047.ME.036

Australia

Reporting Model 1 FFI
(Registered Deemed Compliant FFI)

OnePath Life Limited

GSLUR9.00048.ME.036

Australia

Reporting Model 1 FFI
(Registered Deemed Compliant FFI)

ANZ Royal Bank Cambodia Limited

GSLUR9.00011.ME.116

Cambodia

Participating FFI

ChongQingLiangPing ANZ Rural Bank Compa

GSLUR9.00049.ME.156

China

Registered Deemed Compliant FFI

Australia and New Zealand Bank China Com

GSLUR9.00018.ME.156

China

Reporting Model 1 FFI
(Registered Deemed Compliant FFI)

ANZ IPB Nominees Hong Kong Limited

GSLUR9.00009.ME.344

Hong Kong

Registered Deemed Compliant FFI

ANZ Securities HK Limited

GSLUR9.00012.ME.344

Hong Kong

Registered Deemed Compliant FFI

PT Bank ANZ Indonesia

GSLUR9.00017.ME.360

Indonesia

Reporting Model 1 FFI
(Registered Deemed Compliant FFI)

ANZ Bank Kiribati Limited

GSLUR9.00002.ME.296

Kiribati

Participating FFI

ANZ Bank Lao Limited

GSLUR9.00003.ME.418

Laos

Participating FFI

ANZ Bank New Zealand Limited

GSLUR9.00025.ME.554

New Zealand

Reporting Model 1 FFI
(Registered Deemed Compliant FFI)

ANZ Investment Services New Zealand Limi

GSLUR9.00026.ME.554

New Zealand

Reporting Model 1 FFI
(Registered Deemed Compliant FFI)

ANZ New Zealand Securities Limited

GSLUR9.00027.ME.554

New Zealand

Reporting Model 1 FFI
(Registered Deemed Compliant FFI)

ANZ Securities NZ Limited

GSLUR9.00028.ME.554

New Zealand

Reporting Model 1 FFI
(Registered Deemed Compliant FFI)

ANZMAC Securities NZ Nominees Limited

GSLUR9.00029.ME.554

New Zealand

Reporting Model 1 FFI
(Registered Deemed Compliant FFI)

Arawata Finance Limited

GSLUR9.00051.ME.554

New Zealand

Reporting Model 1 FFI
(Registered Deemed Compliant FFI)

AUT Investments Limited

GSLUR9.00030.ME.554

New Zealand

Reporting Model 1 FFI
(Registered Deemed Compliant FFI)

OneAnswer Nominees Limited

GSLUR9.00031.ME.554

New Zealand

Reporting Model 1 FFI
(Registered Deemed Compliant FFI)

Private Nominees Limited

GSLUR9.00032.ME.554

New Zealand

Reporting Model 1 FFI
(Registered Deemed Compliant FFI)

UDC Finance Limited

GSLUR9.00034.ME.554

New Zealand

Reporting Model 1 FFI
(Registered Deemed Compliant FFI)

ANZ New Zealand Investments Limited

GSLUR9.00035.ME.554

New Zealand

Reporting Model 1 FFI
(Registered Deemed Compliant FFI)

ANZ New Zealand Investments Nominees Limited

GSLUR9.00036.ME.554

New Zealand

Reporting Model 1 FFI
(Registered Deemed Compliant FFI)

ANZ New Zealand Securities Nominees Limi

GSLUR9.00037.ME.554

New Zealand

Reporting Model 1 FFI
(Registered Deemed Compliant FFI)

Australia and NZ BG PNG Limited

GSLUR9.00057.ME.598

Papua New Guinea

Participating FFI

ANZ Bank Samoa Limited

GSLUR9.00004.ME.882

Samoa

Participating FFI

ANZ IPB Nominees Pte Ltd

GSLUR9.00010.ME.702

Singapore

Registered Deemed Compliant FFI

ANZ Singapore Limited

GSLUR9.00013.ME.702

Singapore

Registered Deemed Compliant FFI

ANZ Bank Taiwan Limited

GSLUR9.00007.ME.158

Taiwan

Reporting Model 2 FFI
(Registered Deemed Compliant FFI)

ANZ Bank Europe Limited

GSLUR9.00001.ME.826

United Kingdom

Reporting Model 1 FFI
(Registered Deemed Compliant FFI)

Brandts Nominees Limited

GSLUR9.00014.ME.826

United Kingdom

Reporting Model 1 FFI
(Registered Deemed Compliant FFI)

Minerva Nominees Limited

GSLUR9.00016.ME.826

United Kingdom

Reporting Model 1 FFI
(Registered Deemed Compliant FFI)

ANZ Jackson Funding PLC

GSLUR9.00052.ME.826

United Kingdom

Registered Deemed Compliant FFI

ANZ Bank Vanuatu Limited

GSLUR9.00006.ME.548

Vanuatu

Participating FFI

ANZ Bank Vietnam Limited

GSLUR9.00008.ME.704

Vietnam

Participating FFI